Stockbroker Examinations

The NSX holds stockbroking exams twice a year usually in March/April and September/October.

Any candidate wishing to write the exams can apply by filling in an application form (please find below) and making the relevant payment (N$ 3650.00 per paper) to the NSX for whichever exam he/she would like to write. No minimum qualifications are set for these exams as they are intended for anyone who wishes to pursue a career in the financial services industry i.e. any person in Namibia can sit for the exams.

Three papers are written namely; Paper I Rules and Regulations (Act, Rules and Directives), Paper II Investment Principles and Paper III Portfolio Management on specified dates.

For Papers II and III, no study material is provided. Candidates wishing to write these are expected to find their own study material to study from. However, a syllabus is provided by the NSX to give guidance as to what topics they should cover in order to be adequately prepared for the exams.

Study material for Paper I can be bought from the NSX at a cost of N$ 780.00 plus an extra N$ 75.00 for additional copies of all adjustments made to the rules in the past years.

Additionally, since 2019 the NSX successfully offered training to interested candidates on Listings & Continuous Obligations http://nsx.com.na/index.php/training-2/nsx-jse-training-2. Interested candidates may contact the NSX for further information.

NSX Stock Broking Exam Dates: March 2021

01 March 2021– NSX Rules & Regulations (Paper I)

08 March 2021– Investment Principles (Paper II)

15 March 2021– Portfolio Management (Paper III)

The closing date for enrollments will be 05 February 2021

NSX Stock Broking Exam Dates: September 2021

06 September 2021– NSX Rules & Regulations (Paper I)

13 September 2021– Investment Principles (Paper II)

20 September 2021– Portfolio Management (Paper III)

The closing date for enrollments will be 06 August 2021

NB: In order to register to write the Stock Broking exams, candidate(s) will need to complete the Application form one (1) month in advance and return to the Information Officer (This email address is being protected from spambots. You need JavaScript enabled to view it.) at the Namibian Stock Exchange together with the proof of payment.

Application Form for Stockbroker Exams